Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew James PulsipherKMS Financial Services, Inc.Cetera Advisors LLC$2507-20-2018
Michael Patrick RaineriKMS Financial Services, Inc.Cetera Advisors LLC$104-24-2018
James Headen Barnhart Jr.KMS Financial Services, Inc.Independent Financial Group, LLC04-20-2018
Brenda Rose PingreeKMS Financial Services, Inc.FSIC02-01-2018
Kurt Andrew RoddyKMS Financial Services, Inc.FSIC$25001-02-2018
George Wallace Hook IIIKMS Financial Services, Inc.FSIC$25012-21-2017
Shaun Jeffery DeanKMS Financial Services, Inc.FSIC$5012-05-2017
Timothy Lee BoveyKMS Financial Services, Inc.FSIC$112-05-2017
James Edward GarrisonKMS Financial Services, Inc.Cetera Advisor Networks LLC$1010-26-2017
Jeffrey Charles JanewayKMS Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2017
Kevin Eric WellsKMS Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2016
Meris Arel CollierKMS Financial Services, Inc.VSR Financial Services, Inc.08-15-2016
David Stuart EskenaziKMS Financial Services, Inc.Allied Asset Management, Inc.06-22-2016
Kevin John CarlsonKMS Financial Services, Inc.Cambridge Investment Research, Inc.$102-10-2016
James Robert PiperKMS Financial Services, Inc.Ameriprise Financial Services, Inc.$2502-05-2016
George Michael Mallick Jr.KMS Financial Services, Inc.Symetra Investment Services, Inc.12-21-2015
David Wayne NobleKMS Financial Services, Inc.Questar Capital Corporation12-11-2015
Darin David CookKMS Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-14-2015
Dean Scott MckenzieKMS Financial Services, Inc.Symetra Investment Services, Inc.$4603-06-2015
Lisa Haggai PiersonKMS Financial Services, Inc.Centaurus Financial, Inc.03-06-2015
Laura Francis Dunne-WamsleyKMS Financial Services, Inc.Transamerica Financial Advisors, Inc02-20-2015
Kathryn Shea HenningsenKMS Financial Services, Inc.Avier Wealth Advisors02-09-2015
Peter Lawrence GastwirthKMS Financial Services, Inc.MML Investors Services, LLC11-28-2014
Deborrah Michelle MurphyKMS Financial Services, Inc.Voya Financial Advisors, Inc.$3511-07-2014
Philip Robert ObergKMS Financial Services, Inc.Symetra Investment Services, Inc.$1009-08-2014
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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