Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Louis FisherKMS Financial Services, Inc.LPL Financial LLC$50005-03-2012
W. Tyler Tyler MercierKMS Financial Services, Inc.LPL Financial LLC$10010-30-2009
Timothy Lee BoveyKMS Financial Services, Inc.FSIC$97012-05-2017
Timothy Calvin LeeKMS Financial Services, Inc.Avantax Investment Services, Inc.$10002-01-2012
Teresa Marie SmithKMS Financial Services, Inc.Waddell & Reed$50009-29-2016
Suzan Luna JaffeKMS Financial Services, Inc.Edward Jones$25008-20-2010
Stephen Arthur MalleryKMS Financial Services, Inc.Woodbury Financial Services, Inc.$10008-02-2013
Shaun Jeffery DeanKMS Financial Services, Inc.FSIC$25012-05-2017
Shane Patrick LarsonKMS Financial Services, Inc.SP Larson Financial Planning, LLC01-25-2018
Roberta WeinsteinKMS Financial Services, Inc.Lincoln Financial Advisors Corporation10-24-2009
Robert Hamilton PhilipKMS Financial Services, Inc.Voya Financial Advisors, Inc.$50001-11-2016
Robert Eugene PanianKMS Financial Services, Inc.Commonwealth Financial Network$25008-31-2012
Richard Peter MercierKMS Financial Services, Inc.LPL Financial LLC$62011-06-2009
Randy Lee MichelsenKMS Financial Services, Inc.LPL Financial LLC05-28-2013
Rafik Daniel FouadKMS Financial Services, Inc.Morgan Stanley$10006-10-2014
Philip Robert ObergKMS Financial Services, Inc.Symetra Investment Services, Inc.$10009-08-2014
Peter R. MercierKMS Financial Services, Inc.LPL Financial LLC11-06-2009
Peter Lawrence GastwirthKMS Financial Services, Inc.MML Investors Services, LLC$50011-28-2014
Peggy Lynn FarnworthKMS Financial Services, Inc.AFA Advisor Services LLC$10005-04-2010
Paul K. DoakKMS Financial Services, Inc.Cambridge Investment Research, Inc.10-16-2019
Michael William RadakovichKMS Financial Services, Inc.LPL Financial LLC$10004-30-2012
Michael Richard BellKMS Financial Services, Inc.MML Investors Services, LLC01-11-2019
Michael Patrick RaineriKMS Financial Services, Inc.Cetera Advisors LLC$10004-24-2018
Michael Ludwig KappesKMS Financial Services, Inc.Stancorp Investment Advisers, Inc.05-23-2014
Meris A. CollierKMS Financial Services, Inc.VSR Financial Services, Inc.08-15-2016
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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