Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin James ManleyKey Investment Services LLCAXA Advisors, LLC02-16-2017
Abdulaziz Hisham DakhilKey Investment Services LLCAXA Advisors, LLC03-03-2016
Corbin James ResseguieKey Investment Services LLCAXA Advisors, LLC12-16-2015
Brady James CusackKey Investment Services LLCAXA Advisors, LLC03-13-2015
Shelly Lynette SimpsonKey Investment Services LLCCambridge Investment Research, Inc.08-05-2016
Brian Quinn ColemanKey Investment Services LLCCetera Investment Services LLC04-01-2013
Matthew Hannon GraceKey Investment Services LLCCetera Investment Services LLC11-22-2011
Kevin E. CurrierKey Investment Services LLCChase Investment Services Corp.10-18-2012
Neal GovernorKey Investment Services LLCChase Investment Services Corp.08-07-2012
Ho Choong ChungKey Investment Services LLCChase Investment Services Corp.04-14-2011
Craig James Isamu TasaKey Investment Services LLCChase Investment Services Corp.11-23-2010
Kathren Hsueh WillsKey Investment Services LLCChase Investment Services Corp.11-08-2010
Brenda Kay SchmidtKey Investment Services LLCChase Investment Services Corp.08-30-2010
Jeanette S StoflethKey Investment Services LLCChase Investment Services Corp.01-07-2010
Darin Michael RingKey Investment Services LLCChase Investment Services Corp.09-14-2009
Noah MinkKey Investment Services LLCCitigroup Global Markets Inc.12-17-2018
Daniel NamKey Investment Services LLCCitizens Securities, Inc.10-28-2016
Quan Vi LeKey Investment Services LLCCountry Capital Management Company11-18-2016
Lonnie Dale ZellerKey Investment Services LLCCountry Capital Management Company08-26-2015
Richard Charles BucklandKey Investment Services LLCCountry Capital Management Company03-22-2013
Scott Tyrrell HallKey Investment Services LLCCUSO Financial Services, L.P.06-07-2016
Adam Paul VandebrakeKey Investment Services LLCCUSO Financial Services, L.P.11-12-2015
Tyler Dane BakkensenKey Investment Services LLCEdward Jones11-21-2016
Diane Joyce PowersKey Investment Services LLCEdward Jones05-12-2016
Mark R JurkovichKey Investment Services LLCEdward Jones10-01-2015
Next Page »

Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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