Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kamil ShakraKey Investment Services LLCUSAA Financial Advisors, Inc.02-14-2019
Noah MinkKey Investment Services LLCCitigroup Global Markets Inc.12-17-2018
Karl Wongchan WarnerKey Investment Services LLCNYLIFE Securities LLC10-01-2018
Ashley Marie RomeroKey Investment Services LLCWells Fargo Clearing Services, LLC09-24-2018
David E ScottKey Investment Services LLCScottrade, Inc.08-24-2018
Sakshi MadanKey Investment Services LLCJ.P. Morgan Securities LLC06-01-2018
Jose Luis GonzalezKey Investment Services LLCJ.P. Morgan Securities LLC05-10-2018
Jonathan Valentino KorthKey Investment Services LLCP.J. Robb Variable Corporation02-20-2018
Saikou SannehKey Investment Services LLCJ.P. Morgan Securities LLC01-22-2018
William Joseph WilsonKey Investment Services LLCW&S Brokerage Services, Inc.12-15-2017
Yindi BoettcherKey Investment Services LLCWells Fargo Clearing Services, LLC08-08-2017
Anh Ha DoanKey Investment Services LLCJ.P. Morgan Securities LLC08-07-2017
Brett Alan GarverKey Investment Services LLCMML Investors Services, LLC08-03-2017
Selali Korshi KalevorKey Investment Services LLCForesters Financial Services, Inc.04-25-2017
Troy Michael HankeKey Investment Services LLCHD Vest Investment Services04-25-2017
Torsak MangmatiKey Investment Services LLCNYLIFE Securities LLC04-18-2017
Joshua Jay DennisKey Investment Services LLCPFS Investments Inc.03-30-2017
Justin ReakesKey Investment Services LLCM&T Securities, Inc.03-09-2017
Carmine Rae LafleurKey Investment Services LLCVALIC Financial Advisors, Inc.03-06-2017
Brandon Gerald RosenbaumKey Investment Services LLCOhio National Equities, Inc.02-16-2017
Kevin James ManleyKey Investment Services LLCAXA Advisors, LLC02-16-2017
Luke Frederick PaschallKey Investment Services LLCJ.P. Morgan Securities LLC02-09-2017
William J DoseKey Investment Services LLCNorthwestern Mutual Investment Services, LLC01-25-2017
Tyler Dane BakkensenKey Investment Services LLCEdward Jones11-21-2016
Quan Vi LeKey Investment Services LLCCountry Capital Management Company11-18-2016
Next Page »

Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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