Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abdulaziz Hisham DakhilKey Investment Services LLCAXA Advisors, LLC03-03-2016
Adam Paul VandebrakeKey Investment Services LLCCUSO Financial Services, L.P.11-12-2015
Anh Ha DoanKey Investment Services LLCJ.P. Morgan Securities LLC08-07-2017
Ashley Marie RomeroKey Investment Services LLCWells Fargo Clearing Services, LLC09-24-2018
Benjamin Micah WenzelKey Investment Services LLCEdward Jones07-18-2011
Betty Kay CargillKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2011
Brady James CusackKey Investment Services LLCAXA Advisors, LLC03-13-2015
Brandon Gerald RosenbaumKey Investment Services LLCOhio National Equities, Inc.02-16-2017
Brenda Kay SchmidtKey Investment Services LLCChase Investment Services Corp.08-30-2010
Brett Alan GarverKey Investment Services LLCMML Investors Services, LLC08-03-2017
Brian Quinn ColemanKey Investment Services LLCCetera Investment Services LLC04-01-2013
Brian Shane JacobusKey Investment Services LLCRBC Capital Markets, LLC10-12-2009
Carmine Rae LafleurKey Investment Services LLCVALIC Financial Advisors, Inc.03-06-2017
Christopher WalkerKey Investment Services LLCOppenheimer & Co. Inc.01-08-2013
Corbin James ResseguieKey Investment Services LLCAXA Advisors, LLC12-16-2015
Craig James Isamu TasaKey Investment Services LLCChase Investment Services Corp.11-23-2010
Dalibor SimlesaKey Investment Services LLCWells Fargo Investments, LLC07-28-2010
Dan Craig MclaughlinKey Investment Services LLCU.S. Bancorp Investments, Inc.$5006-25-2012
Daniel NamKey Investment Services LLCCitizens Securities, Inc.10-28-2016
Daniel David KloucekKey Investment Services LLCMorgan Stanley08-26-2014
Daniel Wayne JuddKey Investment Services LLCJ.P. Morgan Securities LLC03-06-2014
Darin Michael RingKey Investment Services LLCChase Investment Services Corp.09-14-2009
David Chaim KirchfeldKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2012
David E ScottKey Investment Services LLCScottrade, Inc.08-24-2018
David Edward ShoultsKey Investment Services LLCEdward Jones08-10-2015
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Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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