Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Lewis OverstreetKey Investment Services LLCEdward Jones04-02-2020
Peter Anton DobleKey Investment Services LLCPFS Investments Inc.03-17-2020
Shaun BordenKey Investment Services LLCCetera Advisor Networks LLC02-21-2020
Mcewan Gray Henderson VKey Investment Services LLCJ.P. Morgan Securities LLC01-07-2020
Gloria B. Valencia FariasKey Investment Services LLCJ.P. Morgan Securities LLC12-20-2019
Jason Alan HensleyKey Investment Services LLCLPL Financial LLC10-07-2019
Kara M. PresnellKey Investment Services LLCJ.P. Morgan Securities LLC07-19-2019
Alexander C. PhillipsKey Investment Services LLCUnionBanc Investment Services, LLC03-12-2019
Kamil ShakraKey Investment Services LLCUSAA Investment Management Company02-14-2019
David Eduardo BustamanteKey Investment Services LLCHornor, Townsend & Kent, LLC02-04-2019
Julien Henri LevequeKey Investment Services LLCJ.P. Morgan Securities LLC01-09-2019
Calvin ChanKey Investment Services LLCWells Fargo Clearing Services, LLC01-08-2019
Noah MinkKey Investment Services LLCCitigroup Global Markets Inc.12-17-2018
Karl W. WarnerKey Investment Services LLCNYLIFE Securities LLC10-01-2018
Ashley M. RomeroKey Investment Services LLCWells Fargo Clearing Services, LLC09-24-2018
David E ScottKey Investment Services LLCScottrade, Inc.08-24-2018
Joseph Carl FisherKey Investment Services LLCAXA Advisors, LLC06-28-2018
John S. VeitchKey Investment Services LLCVoya Financial Advisors, Inc.06-11-2018
Sakshi MadanKey Investment Services LLCJ.P. Morgan Securities LLC06-01-2018
Crystal G. ChadwickKey Investment Services LLCKey Investment Services LLC05-15-2018
Jose Luis GonzalezKey Investment Services LLCJ.P. Morgan Securities LLC05-10-2018
Kenan HadzicKey Investment Services LLCU.S. Bancorp Investments, Inc.05-10-2018
Jonathan Valentino KorthKey Investment Services LLCP.J. Robb Variable Corporation02-20-2018
Saikou SannehKey Investment Services LLCJ.P. Morgan Securities LLC01-22-2018
William Joseph WilsonKey Investment Services LLCW&S Brokerage Services, Inc.12-15-2017
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Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.