Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin W. ReinkensmeyerKey Investment Services LLCRussell Investments Implementation Services, LLC10-13-2017
Scott Robert BaldwinKey Investment Services LLCJ.P. Morgan Securities LLC09-25-2017
Yindi BoettcherKey Investment Services LLCWells Fargo Clearing Services, LLC08-08-2017
Anh Ha DoanKey Investment Services LLCJ.P. Morgan Securities LLC08-07-2017
Brett Alan GarverKey Investment Services LLCMML Investors Services, LLC$13208-03-2017
Troy Michael HankeKey Investment Services LLCAvantax Investment Services, Inc.04-25-2017
Selali Korshi KalevorKey Investment Services LLCForesters Financial Services, Inc.04-25-2017
Torsak MangmatiKey Investment Services LLCNYLIFE Securities LLC04-18-2017
Joshua Jay DennisKey Investment Services LLCPFS Investments Inc.03-30-2017
Justin ReakesKey Investment Services LLCM&T Securities, Inc.03-09-2017
Carmine Rae LafleurKey Investment Services LLCVALIC Financial Advisors, Inc.03-06-2017
Brandon Gerald RosenbaumKey Investment Services LLCOhio National Equities, Inc.$5002-16-2017
Kevin James ManleyKey Investment Services LLCAXA Advisors, LLC02-16-2017
Luke Fredrick PaschallKey Investment Services LLCJ.P. Morgan Securities LLC02-09-2017
William DoseKey Investment Services LLCNorthwestern Mutual Investment Services, LLC01-25-2017
Tyler Dane BakkensenKey Investment Services LLCEdward Jones11-21-2016
Quan Vi LeKey Investment Services LLCCountry Capital Management Company11-18-2016
Daniel NamKey Investment Services LLCCitizens Securities, Inc.10-28-2016
Julian S. MontanteKey Investment Services LLCWells Fargo Clearing Services, LLC10-25-2016
Sean Michael JonesKey Investment Services LLCWells Fargo Clearing Services, LLC10-11-2016
Joshua Jordan NgKey Investment Services LLCJ.P. Morgan Securities LLC09-14-2016
Kenard V. Roach Jr.Key Investment Services LLCWells Fargo Clearing Services, LLC09-07-2016
Arash MondegariKey Investment Services LLCU.S. Bancorp Investments, Inc.08-18-2016
Shelly Lynette SimpsonKey Investment Services LLCCambridge Investment Research, Inc.08-05-2016
Tricia M. KaufmanKey Investment Services LLCJ.P. Morgan Securities LLC08-03-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.