Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
La Rena Elloy MacoubrieKey Investment Services LLCForesters Financial Services, Inc.08-04-2015
Mark Eugene FelixKey Investment Services LLCPFS Investments Inc.06-10-2015
Jessica M CulpKey Investment Services LLCUnionBanc Investment Services, LLC06-05-2015
Philip Seth MatherlyKey Investment Services LLCJ.P. Morgan Securities LLC03-31-2015
Brady James CusackKey Investment Services LLCAXA Advisors, LLC03-13-2015
Jason Oliver WillKey Investment Services LLCJ.P. Morgan Securities LLC01-07-2015
John Kok WongKey Investment Services LLCNYLIFE Securities LLC12-16-2014
Jason Willard HitchcockKey Investment Services LLCJ.P. Morgan Securities LLC10-30-2014
Michael LinKey Investment Services LLCJ.P. Morgan Securities LLC10-20-2014
Nirmal Nilesh PrasadKey Investment Services LLCJ.P. Morgan Securities LLC10-16-2014
Oscar Alberto MendezKey Investment Services LLCJ.P. Morgan Securities LLC10-10-2014
Yekaterina V. PechenyukKey Investment Services LLCJ.P. Morgan Securities LLC10-10-2014
Daniel David KloucekKey Investment Services LLCMorgan Stanley08-26-2014
Isa Harrison LoebKey Investment Services LLCMorgan Stanley05-19-2014
Jae Wan KohKey Investment Services LLCU.S. Bancorp Investments, Inc.05-05-2014
Deborah Ruth CalderKey Investment Services LLCJ.P. Morgan Securities LLC03-26-2014
Daniel Wayne JuddKey Investment Services LLCJ.P. Morgan Securities LLC03-06-2014
Ryan J AlderferKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-04-2013
William Eric KernKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2013
Travis M. AbramsonKey Investment Services LLCHornor, Townsend & Kent, LLC07-19-2013
Lori Lynn NutterKey Investment Services LLCStifel, Nicolaus & Company, Incorporated07-09-2013
Brian Quinn ColemanKey Investment Services LLCCetera Investment Services LLC04-01-2013
Richard Charles BucklandKey Investment Services LLCCountry Capital Management Company03-22-2013
Joseph S LeedomKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2013
Christopher WalkerKey Investment Services LLCOppenheimer & Co. Inc.01-08-2013
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Showing 51 to 75 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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