Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kara M. PresnellKey Investment Services LLCJ.P. Morgan Securities LLC07-19-2019
Alexander C. PhillipsKey Investment Services LLCUnionBanc Investment Services, LLC03-12-2019
Kamil ShakraKey Investment Services LLCUSAA Investment Management Company02-14-2019
David Eduardo BustamanteKey Investment Services LLCHornor, Townsend & Kent, LLC02-04-2019
Julien Henri LevequeKey Investment Services LLCJ.P. Morgan Securities LLC01-09-2019
Calvin ChanKey Investment Services LLCWells Fargo Clearing Services, LLC01-08-2019
Noah MinkKey Investment Services LLCCitigroup Global Markets Inc.12-17-2018
Karl W. WarnerKey Investment Services LLCNYLIFE Securities LLC10-01-2018
Ashley M. RomeroKey Investment Services LLCWells Fargo Clearing Services, LLC09-24-2018
David E ScottKey Investment Services LLCScottrade, Inc.08-24-2018

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.