Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robin Lynn KaganLPL Financial LLCBankers Life Securities, Inc.10-06-2020
Robin Pengkoon TanLPL Financial LLCKMS Financial Services, Inc.10-01-2020
Geoffrey Andrew CombsLPL Financial LLCKMS Financial Services, Inc.09-23-2020
Warn Dee WillisLPL Financial LLCKMS Financial Services, Inc.09-23-2020
Bruce Douglas EckfeldtLPL Financial LLCKMS Financial Services, Inc.09-23-2020
Christopher Robert Kreger Lane JrLPL Financial LLCCUSO Financial Services, L.P.09-21-2020
Aleksandr SlyusarevLPL Financial LLCJ.P. Morgan Securities LLC09-14-2020
Christopher Warren BrandkampLPL Financial LLCKMS Financial Services, Inc.09-11-2020
Glen Gaylord GavinLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2020
Michael George WeinandLPL Financial LLCKMS Financial Services, Inc.$11009-01-2020
Steven Robert RichLPL Financial LLCKMS Financial Services, Inc.09-01-2020
Charles D KerLPL Financial LLCWoodbury Financial Services, Inc.09-01-2020
Carlyn Rae EarlLPL Financial LLCKMS Financial Services, Inc.09-01-2020
Brandy Ann PriettoLPL Financial LLCKMS Financial Services, Inc.09-01-2020
Robert Eugene PanianLPL Financial LLCKMS Financial Services, Inc.08-31-2020
Ross M KrauseLPL Financial LLCMML Investors Services, LLC$15008-24-2020
Michael James WrenLPL Financial LLCKMS Financial Services, Inc.$8107-31-2020
Todd Stabler Dave MantellLPL Financial LLCKMS Financial Services$30007-27-2020
Russell Todd StablerLPL Financial LLCKMS Financial Services, Inc.07-27-2020
David Alexander MantellLPL Financial LLCKMS Financial Services, Inc.07-27-2020
Jeffrey Norman CashmanLPL Financial LLCKestra Investment Services, LLC$2507-20-2020
Yuchuan WuLPL Financial LLCKestra Investment Services, LLC07-20-2020
Judith Ellen CashmanLPL Financial LLCKestra Investment Services, LLC07-20-2020
Christina Sun LeeLPL Financial LLCKestra Investment Services, LLC07-20-2020
Ryan Thomas BaumgartnerLPL Financial LLCKestra Investment Services, LLC07-20-2020
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Showing 1 to 25 of 249 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.