Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Joseph FeistLPL Financial LLC1st Global Capital Corp.$1208-09-2016
Cody Robert RoosLPL Financial LLCALLELUIA FINANCIAL LLC10-31-2018
Brent Franklin ArnoldLPL Financial LLCAllstate Financial Services, LLC06-22-2015
James Raymond SimoneLPL Financial LLCAmeriprise Financial Services, LLC11-01-2018
Keith Andrew HamiltonLPL Financial LLCAmeriprise Financial Services, LLC$3112-01-2017
Thomas E. ValenaLPL Financial LLCAmeriprise Financial Services, LLC$2512-02-2015
Terry Robert ClemanLPL Financial LLCAmeriprise Financial Services, LLC08-29-2013
David Shane ParkerLPL Financial LLCAmeriprise Financial Services, LLC12-20-2010
Brian Richard DoughtyLPL Financial LLCAmeriprise Financial Services, LLC12-20-2010
Michael Karl PankaskieLPL Financial LLCAmeriprise Financial Services, LLC12-16-2009
John Philip AaronsonLPL Financial LLCAmeriprise Financial Services, LLC11-06-2009
Gabriella Alana RichardLPL Financial LLCBlue Water Wealth$5008-14-2019
Ervie Don HoustonLPL Financial LLCCambridge Investment Research, Inc.03-06-2020
Paul Edward BuxtonLPL Financial LLCCambridge Investment Research, Inc.$5004-20-2010
Casi Jean ForsLPL Financial LLCCambridge Investment Research, Inc.10-19-2009
Timothy Gerard HerbertLPL Financial LLCCentaurus Financial, Inc.$10012-04-2019
Charles West GardnerLPL Financial LLCCetera Advisor Networks LLC12-02-2019
Kyle Charles GardnerLPL Financial LLCCetera Advisor Networks LLC12-02-2019
Gary Lee MeagherLPL Financial LLCCetera Advisor Networks LLC12-12-2018
William Barnard HanafordLPL Financial LLCCetera Advisor Networks LLC$2512-05-2018
James Richard JacksonLPL Financial LLCCetera Advisor Networks LLC12-05-2018
David Clyde BartonLPL Financial LLCCetera Advisor Networks LLC06-28-2018
Raymond Douglas CollierLPL Financial LLCCetera Advisor Networks LLC06-28-2018
Brian Richard BronkLPL Financial LLCCetera Advisor Networks LLC06-28-2018
Michelle Kay DemandLPL Financial LLCCetera Advisor Networks LLC$2502-01-2013
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Showing 1 to 25 of 277 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.