Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Stabler Dave MantellLPL Financial LLCKMS Financial Services$30007-27-2020
Todd BaekLPL Financial LLCHSBC Securities (USA) Inc.$7505-23-2016
Steven JonesLPL Financial LLCSignator Investors, Inc.$80010-30-2018
Leigh AllenLPL Financial LLCWedbush Securities Inc.$7610-02-2017
Janet BirdLPL Financial LLCSagePoint Financial, Inc.$5307-31-2017
Todd HomerLPL Financial LLCWaddell & Reed$9907-26-2017
Alexander Brueske Scott Brueske Spencer BrueskeLPL Financial LLCWaddell & Reed$22011-07-2016
Michael Craggett JrLPL Financial LLCAmeriprise Financial Services, LLC$5606-10-2016
James KingLPL Financial LLCWaddell & Reed$8504-27-2016
Tim HillLPL Financial LLCPlanMember Securities Corporation$30012-03-2015
Jeremy Lewis Bradley Hoyt Ben Kohls-ChaseLPL Financial LLCWaddell & Reed$18010-26-2015
Matt Riesenweber Matt WiserLPL Financial LLCWaddell & Reed$30007-23-2015
Jonathan HeacockLPL Financial LLCForesters Financial Services, Inc.$5201-12-2017
Kyle JohnstonLPL Financial LLCNorthwestern Mutual Investment Services, LLC$6812-13-2016
Kelly WambleLPL Financial LLCD.A. Davidson & Co.$6010-19-2017
Peter BlackwellLPL Financial LLCEdward Jones$5610-09-2017
Jeffrey Lavezzi Matthew WahlmanLPL Financial LLCRobert W. Baird & Co. Incorporated$7411-10-2016
Susan LawrenceLPL Financial LLCWells Fargo Clearing Services, LLC04-22-2020
Phillip MultopLPL Financial LLCCetera$30009-17-2018
James StottlemyreLPL Financial LLCCetera$7506-14-2016
Robin Lynn KaganLPL Financial LLCBankers Life Securities, Inc.10-06-2020
Robin Pengkoon TanLPL Financial LLCKMS Financial Services, Inc.10-01-2020
Geoffrey Andrew CombsLPL Financial LLCKMS Financial Services, Inc.09-23-2020
Warn Dee WillisLPL Financial LLCKMS Financial Services, Inc.09-23-2020
Bruce Douglas EckfeldtLPL Financial LLCKMS Financial Services, Inc.09-23-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.