Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert B. KemperLPL Financial LLCSagePoint Financial, Inc.01-28-2009
Sidney Russell SchroaderLPL Financial LLCMutual Service Corporation04-20-2009
Lynn Marie BrixLPL Financial LLCRaymond James Financial Services Advisors, Inc$2507-21-2009
Paul Stanton VirenLPL Financial LLCAssociated Securities Corp.$2509-08-2009
Reed Hamilton MooreLPL Financial LLCMutual Service Corporation09-08-2009
Randal Lynn NichollsLPL Financial LLCMutual Service Corporation09-08-2009
Bruce Einar SevereidLPL Financial LLCMutual Service Corporation09-08-2009
Michael Wayne WilsonLPL Financial LLCMutual Service Corporation09-08-2009
Mark Robert RichterLPL Financial LLCMutual Service Corporation09-08-2009
Monte Ramon RobinsonLPL Financial LLCMutual Service Corporation09-08-2009
Robert Alan GrellaLPL Financial LLCMutual Service Corporation09-08-2009
Katherine Daurora CannonLPL Financial LLCMutual Service Corporation09-08-2009
Robert Matthew GrellaLPL Financial LLCMutual Service Corporation09-08-2009
Scott Andrew GrellaLPL Financial LLCMutual Service Corporation09-08-2009
Cathy Jean SchreierLPL Financial LLCMutual Service Corporation09-08-2009
Richard Dale NashLPL Financial LLCMutual Service Corporation09-08-2009
Marc Dean SpinnerLPL Financial LLCMorgan Stanley09-11-2009
John Hoagland Easley IIILPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2009
Casi Jean ForsLPL Financial LLCCambridge Investment Research, Inc.10-19-2009
Wendy Lee ConnorsLPL Financial LLCKMS Financial Services, Inc.11-13-2009
Brenda Sue HuberLPL Financial LLCEdward Jones11-16-2009
Teri Lynn Ploharz-BollingLPL Financial LLCEdward Jones11-18-2009
R Brian WrightLPL Financial LLCEdward Jones12-11-2009
Michael Karl PankaskieLPL Financial LLCAmeriprise Financial Services, Inc.12-16-2009
Paul Edward BuxtonLPL Financial LLCCambridge Investment Research, Inc.$5004-20-2010
Next Page »

Showing 1 to 25 of 190 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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