Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam M LevyLPL Financial LLCNBC Securities, Inc.$15008-15-2019
Aleksandr SlyusarevLPL Financial LLCJ.P. Morgan Securities LLC09-14-2020
Alexander Brueske Scott Brueske Spencer BrueskeLPL Financial LLCWaddell & Reed$22011-07-2016
Allen Roy ErnstLPL Financial LLCEdward Jones$15004-12-2013
Amber R StreamLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-09-2012
Amy Elizabeth FinkLPL Financial LLCMorgan Stanley$5001-11-2018
Andres R PowellLPL Financial LLCInfinex Investments, Inc.05-04-2020
Andrew Edwin WatkinsLPL Financial LLCSummit Brokerage Services, Inc.$10011-09-2018
Andrew Thomas BrewerLPL Financial LLCD.A. Davidson & Co.$15003-13-2020
Antoine Emmette ToussaintLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-09-2019
Arne Rolf DomasLPL Financial LLCD.A. Davidson & Co.$1,00006-07-2013
Barrie Wayne CulverLPL Financial LLCCitigroup Global Markets Inc.03-27-2009
Bradley James DijulioLPL Financial LLCNBC Securities, Inc.$25008-15-2019
Brandon Blaine MichaelsenLPL Financial LLCJ.P. Morgan Securities LLC05-02-2016
Brandy Ann PriettoLPL Financial LLCKMS Financial Services, Inc.09-01-2020
Brenda Sue HuberLPL Financial LLCEdward Jones11-16-2009
Brent Allen LyonsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2010
Brent Franklin ArnoldLPL Financial LLCAllstate Financial Services, LLC06-22-2015
Bret Patrick EdenswordLPL Financial LLCEdward Jones07-09-2018
Brian MeadowsLPL Financial LLCJ.P. Morgan Securities LLC12-05-2014
Brian Richard BronkLPL Financial LLCCetera Advisor Networks LLC06-28-2018
Brian Shane JacobusLPL Financial LLCKey Investment Services LLC$2503-27-2014
Brooks McCartneyLPL Financial LLCDestra Capital Investments LLC11-05-2018
Bruce Douglas EckfeldtLPL Financial LLCKMS Financial Services, Inc.09-23-2020
Bryan Arthur KettelLPL Financial LLCWoodbury Financial Services, Inc.02-08-2017
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Showing 1 to 25 of 249 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.