Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Daniel AlbertiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-20-2018
Donald Lynn BlacknerMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Investment Center, Inc.$112-03-2018
Joshua Charles SienkiewichMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-23-2018
Ionut GusuMerrill Lynch, Pierce, Fenner & Smith IncorporatedCompound Interest Investing LLC06-25-2018
Ronald William FettersMerrill Lynch, Pierce, Fenner & Smith IncorporatedPlanMember Securities Corporation06-21-2018
Alexander Leonidas AinsleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-07-2018
Mark William BroughtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedManning & Napier Investor Services, Inc.04-30-2018
Prashant PillalamarriMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-27-2018
Duane Melvin WrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-20-2018
David Andrew LloydMerrill Lynch, Pierce, Fenner & Smith IncorporatedSRQ Wealth Advisory, LLC04-16-2018
Jason Alexander Pearson BausherMerrill Lynch, Pierce, Fenner & Smith IncorporatedInfinex Investments, Inc.$103-28-2018
Arthur Jacob Winston IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.03-23-2018
Arvid James GrierMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.03-09-2018
Michael George MiserMerrill Lynch, Pierce, Fenner & Smith IncorporatedStratos Wealth Partners, Ltd02-08-2018
Alissa Ellen StearnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-23-2018
Robert Michael EbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-21-2017
Mustafa Muhammad Hassaan Ali HollingsMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-18-2017
Justin Thomas FarmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-25-2017
Chang LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.10-20-2017
Charles Francis Taylor Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-15-2017
Timothy Michael VedizMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.$1,00008-17-2017
Emily Amanda WeedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-14-2017
Hillary SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-24-2017
Kate Elizabeth BechererMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC05-02-2017
Burke Colin DriscollMerrill Lynch, Pierce, Fenner & Smith IncorporatedProEquities, Inc.04-27-2017
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Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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