Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelsey Jordan LairdMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.04-02-2020
Amarinder Singh SandhuMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-18-2020
Olivier P. MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed01-24-2020
Clint CoburnMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-24-2019
Mitchell Devere Anderson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-15-2019
David Anthony MadiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-04-2019
Anthony Christopher RueMerrill Lynch, Pierce, Fenner & Smith Incorporatedtru Independence Asset Management, LLC10-15-2019
Wei GuMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-02-2019
Chase Allen MiddlesworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-25-2019
Heather Michelle MetcalfMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-23-2019
Stephen Ellis SwadleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedSWADLEY INVESTMENT MANAGEMENT, LLC08-23-2019
Patricia Shannon HeaslerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5007-31-2019
Eric D. MullinixMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-27-2019
Brian J. MarcinekMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-03-2019
Amanda Suzanne CastenMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Allied Securities, Inc.05-17-2019
Richard Gregory McHughMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-03-2019
Adam Robert BaggettMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC03-04-2019
Doan Dong NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-11-2019
Nicholas Daniel AlbertiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC12-20-2018
Donald Lynn BlacknerMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Investment Center, Inc.12-03-2018
Nicholas ChampagneMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-13-2018
Michael Rich HatchMerrill Lynch, Pierce, Fenner & Smith IncorporatedCiti Private Advisory, LLC$2510-22-2018
Peter John BarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.10-02-2018
Joshua Charles SienkiewichMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-23-2018
Ionut GusuMerrill Lynch, Pierce, Fenner & Smith IncorporatedCompound Interest Investing LLC06-25-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.