Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Murphy-RadiganMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-01-2009
Laura Michelle RobertMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-15-2009
Jose L Rojas JRMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-15-2009
Darren Dean GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-15-2009
Michael WALTER RaderMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10008-17-2009
Donna L ZubaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-17-2009
Laura JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-08-2010
Peter Daniel ArdolinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-16-2010
Robert CampbellMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$5006-25-2010
Clark Clifford SmallMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC08-23-2010
Kristoffer RYAN MarshallMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10006-03-2011
Darrell T McmanusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-27-2012
Steven E MangerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-27-2012
Shelly Marie MaasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$5008-27-2012
Colin Ryan CookMerrill Lynch, Pierce, Fenner & Smith IncorporatedMcAdams Wright Ragen, Inc.08-27-2012
Cathleen Ann AckleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-27-2012
Jeremy Scott AshurstMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.08-27-2012
Chad R WilcottMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$611-07-2012
Dennis George FultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$10011-16-2012
Matthew P MacMichael SRMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-30-2012
John Robert HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-23-2013
James E BuchmillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-24-2013
Michael Judd BocknerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5011-14-2013
Suzan Elizabeth ElderMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-10-2014
Stephen M RounerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-11-2014
Next Page »

Showing 1 to 25 of 116 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.