Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jared Blair SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Jason Michael TrichlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Chad Andrew OrthMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Thoeum Don ThaiyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
David Charles OsburnMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Mark Stephen SiglMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
David Kepner ReiterMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Christine Antoinette TrostleMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Corina Lynn DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Eileen Pao-Ting HsiehMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Laura Louise JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-08-2010
Joseph John HertigMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1006-25-2010
Robert CampbellMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.06-25-2010
Joel Stuart PetersenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.02-10-2011
Joyce Lynn MillsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2507-18-2011
Bowen Steven ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-01-2011
Darrell T. McManusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-27-2012
Steven E MangerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-27-2012
Shelly Marie MaasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.08-27-2012
Colin Ryan CookMerrill Lynch, Pierce, Fenner & Smith IncorporatedMcAdams Wright Ragen, Inc.08-27-2012
Cathleen Ann AckleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-27-2012
Jeremy Scott AshurstMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.08-27-2012
Chad R. WilcottMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1011-07-2012
Shane PhillipsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.11-13-2012
Dennis George FultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$10011-16-2012
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Showing 26 to 50 of 119 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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