Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Robert HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-23-2013
James Edward BuchmillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-24-2013
Michael Judd BocknerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-14-2013
Suzan Elizabeth ElderMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-10-2014
Stephen M RounerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-11-2014
Benjamin Js BaffaMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC04-15-2014
Debra Ann ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-18-2014
Nicholas Timothy HemphillMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-09-2014
Nien Minh HoangMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.10-16-2014
Mattias Willi HerzogMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-24-2014
Margaret M. TowleMerrill Lynch, Pierce, Fenner & Smith IncorporatedHightower Advisors11-13-2014
Monty Long Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-21-2014
Andrew Daniel BeasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-23-2015
Kevin M. ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedMutual of Omaha Investor Services, Inc.06-08-2015
Justin James PikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.06-16-2015
Hyeon H. KangMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15007-31-2015
Larry A DimeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-31-2015
Hung Hoang TranMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-31-2015
Connor J. BerkeryMerrill Lynch, Pierce, Fenner & Smith IncorporatedBerkery Noyes Securities, LLC08-04-2015
Cody William BertoglioMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-06-2015
Hyeon Kang, Larry Dime, Hung TranMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$24808-07-2015
Justin Anderson VanceMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-24-2015
Cliff LohMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-22-2015
Trang Minh HoangMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC11-11-2015
Nathan Frederick UnderwoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-01-2016
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Showing 51 to 75 of 119 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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