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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Steffan WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-16-2009
Patricia Michele Murphy-RadiganMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-01-2009
William Lawrence DonnellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10005-15-2009
Laura Michelle RobertMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$105-15-2009
Jose Luis Rojas Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2505-15-2009
Darren Dean GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-15-2009
Michael Walter RaderMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-17-2009
Donna Lynn ZubaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-17-2009
Nicholas Patrick CallahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-02-2009
Jamie K WeaverMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.10-15-2009
C Jason VeinMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.11-20-2009
Laura Louise JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-08-2010
Geoffrey Scott JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRussell Investments04-26-2010
Joseph John HertigMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1006-25-2010
Robert CampbellMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.06-25-2010
Gregory Lance JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedRussell Investments Financial Services, LLC08-19-2010
Joseph S LeedomMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-06-2010
Joseph Montgomery AllenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-18-2011
Joel Stuart PetersenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.03-22-2011
David Scott BeckMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-23-2011
Adam C HouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-24-2011
Dallas Monroe HutchinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMoloney Securities Co., Inc.08-22-2011
Joyce Lynn MillsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2508-26-2011
Bowen Steven ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-01-2011
James Randall WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-01-2011
Next Page »

Showing 1 to 25 of 183 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.