Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack A Hanover Jr., Colby Charles HanoverMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-17-2016
Aniello Luca IazzettaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-01-2016
Nicole E. VankirkMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-29-2016
Toryalai KakarMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.04-01-2016
Joanne WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$1005-11-2016
Abraham Anthony DairiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC06-09-2016
Christopher J. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC08-19-2016
Jason Weese, Mark Harris, Todd Kelly, Matt Bridge, Kristen Buxton, Alan Lubner, Jim Ferguson, Traci BumpusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2,34010-07-2016
James Byron FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$48610-07-2016
Matt James BridgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$29110-07-2016
Ramy AwadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$28110-07-2016
Alan LubnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$23210-07-2016
Mark Steven HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-07-2016
Jason Lyle WeeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-07-2016
Traci Lynn BumpusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-07-2016
Todd Charles KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2016
Kristen Helene BuxtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2016
Edward Alan LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2016
David Miles SzablaMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.10-31-2016
Alexander Nickita TulintseffMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5012-05-2016
Trong Dinh PhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2503-17-2017
Kevin Hiroya IshijimaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-27-2017
Christine Ann PhilippsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-17-2017
Kate Elizabeth BechererMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC05-02-2017
Hillary SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-24-2017
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Showing 76 to 100 of 119 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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