Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham Anthony DairiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC06-09-2016
Alan LubnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$23210-07-2016
Alexander Leonidas AinsleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-07-2018
Alexander Nickita TulintseffMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5012-05-2016
Alissa Ellen DepueMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-23-2018
Andrew Daniel BeasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-23-2015
Andrew James TempelisMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Aniello Luca IazzettaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-01-2016
Annukka Katariina MikkolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Arthur Jacob WinstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.03-23-2018
Benjamin Js BaffaMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC04-15-2014
Bowen Steven ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-01-2011
Braden Christopher HammerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.09-16-2009
Cathleen Ann AckleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-27-2012
Chad Andrew OrthMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Chad R. WilcottMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1011-07-2012
Chang LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.10-20-2017
Charles Frederick Bentley IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Christine Ann PhilippsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-17-2017
Christine Antoinette TrostleMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Christopher J. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC08-19-2016
Cliff LohMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-22-2015
Cody William BertoglioMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-06-2015
Colin Ryan CookMerrill Lynch, Pierce, Fenner & Smith IncorporatedMcAdams Wright Ragen, Inc.08-27-2012
Connor J. BerkeryMerrill Lynch, Pierce, Fenner & Smith IncorporatedBerkery Noyes Securities, LLC08-04-2015
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Showing 1 to 25 of 119 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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