Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham Anthony DairiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC06-09-2016
Adam C HouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-24-2011
Adam Robert BaggettMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC03-04-2019
Adelaide Leslie El ZeinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCountry Capital Management Company06-12-2015
Alan LubnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$23210-07-2016
Alexander Leonidas AinsleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-07-2018
Alexander Nickita TulintseffMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5012-05-2016
Alissa Ellen DepueMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-23-2018
Amanda Suzanne CastenMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Allied Securities, Inc.05-17-2019
Amarinder Singh SandhuMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-18-2020
Amber Rose CowartMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$5008-30-2012
Andrew Daniel BeasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-23-2015
Aniello Luca IazzettaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-01-2016
Anthony Christopher RueMerrill Lynch, Pierce, Fenner & Smith Incorporatedtru Independence Asset Management, LLC10-15-2019
Anthony Christopher RueMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-21-2014
Arthur Jacob WinstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.03-23-2018
Bee Ping TanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-20-2016
Benjamin Js BaffaMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC04-15-2014
Betty K CargillMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC08-30-2012
Bowen Steven ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-01-2011
Brad Joseph LandryMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-30-2012
Brian E. SwansonMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation09-18-2012
Brian J. MarcinekMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-03-2019
Burke Colin DriscollMerrill Lynch, Pierce, Fenner & Smith IncorporatedProEquities, Inc.04-27-2017
C Jason VeinMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.11-20-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.