Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Walter RaderMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-17-2009
Joseph John HertigMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1006-25-2010
Joyce Lynn MillsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2507-18-2011
Bowen Steven ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-01-2011
Darrell T. McManusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-27-2012
Cathleen Ann AckleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-27-2012
Chad R. WilcottMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1011-07-2012
John Robert HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-23-2013
Suzan Elizabeth ElderMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-10-2014
Andrew Daniel BeasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-23-2015
Hyeon H. KangMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15007-31-2015
Larry A DimeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-31-2015
Hung Hoang TranMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-31-2015
Hyeon Kang, Larry Dime, Hung TranMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$24808-07-2015
Nathan Frederick UnderwoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-01-2016
Jack A Hanover Jr., Colby Charles HanoverMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-17-2016
Jason Weese, Mark Harris, Todd Kelly, Matt Bridge, Kristen Buxton, Alan Lubner, Jim Ferguson, Traci BumpusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2,34010-07-2016
James Byron FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$48610-07-2016
Matt James BridgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$29110-07-2016
Ramy AwadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$28110-07-2016
Alan LubnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$23210-07-2016
Mark Steven HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-07-2016
Jason Lyle WeeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-07-2016
Traci Lynn BumpusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-07-2016
Todd Charles KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2016
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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