Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth Ann PetersonMorgan StanleyBanc of America Investment Services, Inc.$5009-14-2009
Brett Michael SkorstadMorgan StanleyWells Fargo Investments, LLC$5002-08-2010
David Donald PowellMorgan StanleyDuff & Phelps Securities LLC03-15-2010
Matthew S HarschMorgan StanleyChase Investment Services Corp.04-01-2010
Burton D WescheMorgan StanleyWaddell & Reed05-06-2010
Shu-Hui HouMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2010
Susannah Jane VetschMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-30-2010
Brigid M StackpoolMorgan StanleyStifel, Nicolaus & Company, Incorporated$5012-03-2010
Poonum VasishthMorgan StanleyLPL Financial LLC$8112-10-2010
Heather FavermanMorgan StanleyLPL Financial LLC12-20-2010
Michael Allan BoothMorgan StanleyUBS Financial Services Inc.06-03-2011
Ronald Craig MulbergMorgan StanleyUBS Financial Services Inc.$10006-03-2011
Rorie E ZajacMorgan StanleyUBS Financial Services Inc.06-03-2011
Robert Dean LipmanMorgan StanleyUBS Financial Services Inc.$5009-12-2011
Jack I AlmoMorgan StanleyUBS Financial Services Inc.$5009-12-2011
Mary Denise McgonigalMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2610-07-2011
Per Arild BakkenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-07-2011
Marta Diane WilkinsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2011
Brian Michael RayfieldMorgan StanleyOppenheimer & Co. Inc.$5012-02-2011
Angelina Marie FuntanillaMorgan StanleyJ.P. Morgan Securities LLC02-27-2012
David Elroy SteeleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-16-2012
Matthew David SteeleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2012
James Robert CarneyMorgan StanleySanford C. Bernstein & Co., LLC06-04-2012
Kerry Lynne ZimmMorgan StanleyUBS Financial Services Inc.12-18-2012
Teresa Mae OrcuttMorgan StanleyRBC Capital Markets, LLC$5001-23-2013
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.