Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Christopher WartesMorgan StanleyEdward Jones$50003-28-2013
Amanda Christine WilsonMorgan StanleyStifel, Nicolaus & Company, Incorporated05-16-2016
Andrew Daniel BeasonMorgan StanleyNorthwestern Mutual Investment Services, LLC11-26-2013
Andy Patrick MurphyMorgan StanleyFisher Investments05-20-2016
Ashlie Marie JohnsonMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10007-01-2016
Austin NeufeldMorgan StanleyNorthwestern Mutual Investment Services, LLC02-01-2018
Barbara Williams BanonMorgan StanleyEdward Jones$25005-16-2014
Bareq Asif PeshtazMorgan StanleyAllianceBernstein L.P.03-11-2013
Blaine Allen PetersonMorgan StanleyCetera Investment Services LLC$10005-25-2012
Brandon Charles CarterMorgan StanleyUnionBanc Investment Services, LLC03-05-2014
Brent Steven GrayMorgan StanleyJ.P. Morgan Securities LLC04-29-2016
Bret Woodward BohoskeyMorgan StanleyRBC Capital Markets, LLC$10008-10-2018
Brett James BartonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2016
Brett Michael SkorstadMorgan StanleyWells Fargo Investments, LLC$25002-08-2010
Brian Michael RayfieldMorgan StanleyOppenheimer & Co. Inc.$50012-02-2011
Brigid M. StackpoolMorgan StanleyStifel, Nicolaus & Company, Incorporated$10012-03-2010
Burton D. WescheMorgan StanleyWaddell & Reed05-06-2010
C Jason VeinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2015
Chad G ReibmanMorgan StanleyJ.P. Morgan Securities LLC$10006-06-2014
Chase Allen MiddlesworthMorgan StanleySignator Investors, Inc.10-03-2016
Cheryl Lynn BreidenbachMorgan StanleyEdward Jones03-18-2016
Christine Noelle CoteMorgan StanleyUBS Financial Services Inc.$10002-14-2014
Christopher D BreckonMorgan StanleyEdward Jones$10011-27-2009
Christopher G. CanlasMorgan StanleyUBS Financial Services Inc.01-15-2016
Clinton Wade BoxmanMorgan StanleyEdward Jones$25005-25-2012
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Showing 1 to 25 of 135 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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