Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nini WuMorgan StanleyCetera Investment Services LLC01-31-2020
Michael Eugene VintMorgan StanleyGoldman Sachs & Co.08-30-2019
Eri TakahashiMorgan StanleyJ.P. Morgan Securities LLC08-31-2018
Jianmin GuMorgan StanleyHSBC Securities (USA) Inc.08-16-2018
David Richard DionMorgan StanleyRBC Capital Markets, LLC08-10-2018
Marlena Michelle BellMorgan StanleyRBC Capital Markets, LLC08-10-2018
Sayuj MallaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2018
Ian Qc WangMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2018
Russell Ivan GallenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2018
Austin NeufeldMorgan StanleyNorthwestern Mutual Investment Services, LLC02-01-2018
Derek John LeonardMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-16-2017
Kerry Joseph ChamberlinMorgan StanleyKey Investment Services LLC08-03-2017
William Beau GloverMorgan StanleySowell Management Services06-14-2017
Laurie Ann OvesenMorgan StanleyCetera Investment Services LLC02-16-2017
Katie J. ReedMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2017
Jammie Lee Ann HunterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2016
Chase Allen MiddlesworthMorgan StanleySignator Investors, Inc.10-03-2016
Earl Cameron JohnsonMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-11-2016
David James ThompsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2016
Andy Patrick MurphyMorgan StanleyFisher Investments05-20-2016
Amanda Christine WilsonMorgan StanleyStifel, Nicolaus & Company, Incorporated05-16-2016
Brett James BartonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2016
Brent Steven GrayMorgan StanleyJ.P. Morgan Securities LLC04-29-2016
Elizabeth Tuan Oldham GrissomMorgan StanleyJ.P. Morgan Securities LLC04-29-2016
Glenn C. CoatesMorgan StanleyJ.P. Morgan Securities LLC04-29-2016
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Showing 1 to 25 of 135 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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