Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kim Raymond WilliamsMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Gary Francis MagnusonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Scott Edward CorcorranMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Theodore David EricksonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Marc W. BaumgaertelMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Michael Shinichi LatimerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Robert Douglas FrittonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
John Frederick StoeserMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Timothy Allen ThomasMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Paul Warren JacksonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
John Steven RennieMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Mark Douglas BaldwinMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
John Ralph Nevers Jr.Morgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Joel Herbert FerrellMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Douglas BergerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
John Edward JacobsMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Dean Joaquin BraunMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Kevin Patrick WestMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Greg Dewey LeclairMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Jerry Craig MedvedMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Peter Edward BermanMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Jennifer Allen LuckeMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Tracey Suzanne BorgardtsMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Angela Michele AdeeMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Timothy John TruebenbachMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Next Page »

Showing 1 to 25 of 113 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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