Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Lyle Daniel Jr.Oppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-11-2018
Michael William NapierOppenheimer & Co. Inc.Morgan Stanley$10007-16-2018
Arthur Everett ChandlerOppenheimer & Co. Inc.Wedbush Securities Inc.03-29-2018
Sherri Harrell RyanOppenheimer & Co. Inc.Morgan Stanley$10011-22-2017
Cheree Deann WrightOppenheimer & Co. Inc.Morgan Stanley$2509-26-2017
David Clyde PickettOppenheimer & Co. Inc.Morgan Stanley$5009-22-2017
Dean Williams PickettOppenheimer & Co. Inc.Morgan Stanley09-22-2017
James Randall WhiteOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2017
William Guy HowardOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2017
Mark Edward TraffordOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$10005-25-2016
Mark Philip BoyleOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2016
Brad Joseph LandryOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2015
Ryan Tray SvendsonOppenheimer & Co. Inc.Morgan Stanley08-10-2015
Donald Mcpherrin Weller IIIOppenheimer & Co. Inc.Morgan Stanley04-26-2013
David Gaen LeeOppenheimer & Co. Inc.Cetera Advisor Networks LLC01-09-2013
Mary Lynn Van MoppesOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2512-07-2012
Jonathan Verden BeverOppenheimer & Co. Inc.UBS Financial Services Inc.$15008-24-2012
Kimber Lela WoodsOppenheimer & Co. Inc.Wedbush Securities Inc.$2508-15-2011
Louis Aloysius Conyard IIIOppenheimer & Co. Inc.Morgan Stanley$10002-18-2010
James Gregory RambaldiniOppenheimer & Co. Inc.Morgan Stanley08-21-2009
Adel Emile SayahOppenheimer & Co. Inc.Morgan Stanley06-26-2009
James Stuart FalconeOppenheimer & Co. Inc.UBS Financial Services Inc.$5006-05-2009
Lawrence Kinnaird HenshawOppenheimer & Co. Inc.Citigroup Global Markets Inc.05-22-2009
James Heward NicholsonOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15005-22-2009
Robert Paul HenshawOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5005-22-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.