Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adel Emile SayahOppenheimer & Co. Inc.Morgan Stanley$25006-26-2009
Arthur Everett ChandlerOppenheimer & Co. Inc.Wedbush Securities Inc.03-29-2018
Brad Joseph LandryOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2015
Cheree Deann WrightOppenheimer & Co. Inc.Morgan Stanley$25009-26-2017
Craig Ernst ChapmanOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10004-24-2009
David Clyde PickettOppenheimer & Co. Inc.Morgan Stanley$50009-22-2017
David Gaen LeeOppenheimer & Co. Inc.Cetera Advisor Networks LLC$13001-09-2013
David Herbert SeidelOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20001-22-2009
Dean Williams PickettOppenheimer & Co. Inc.Morgan Stanley09-22-2017
Donald Mcpherrin Weller IIIOppenheimer & Co. Inc.Morgan Stanley04-26-2013
Duane Clifton LarueOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10004-17-2009
Gary Paul MelonsonOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10003-20-2009
James Gregory RambaldiniOppenheimer & Co. Inc.Morgan Stanley$50008-21-2009
James Heward NicholsonOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15005-22-2009
James Randall WhiteOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2017
James Stuart FalconeOppenheimer & Co. Inc.UBS Financial Services Inc.$50006-05-2009
Jonathan Verden BeverOppenheimer & Co. Inc.UBS Financial Services Inc.$15008-24-2012
Kathleen Sue ReedOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-22-2009
Kevin Lyle Daniel Jr.Oppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50009-11-2018
Kimber Lela WoodsOppenheimer & Co. Inc.Wedbush Securities Inc.$25008-15-2011
Lawrence Kinnaird HenshawOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15005-22-2009
Louis Aloysius Conyard IIIOppenheimer & Co. Inc.Morgan Stanley$10002-18-2010
Mark Edward TraffordOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10005-25-2016
Mark Philip BoyleOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2016
Mary Lynn Van MoppesOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25012-07-2012
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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