Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tammara Marie UptonPruco Securities, LLC.Key Investment Services LLC02-25-2019
Holly Anne HunsingerPruco Securities, LLC.Waddell & Reed12-05-2018
Gregory Clark CollinsPruco Securities, LLC.Waddell & Reed11-07-2018
Joseph Matthew BarrPruco Securities, LLC.TIAA-CREF Individual & Institutional Services, LLC06-05-2018
Roseann Mary PinciottoPruco Securities, LLC.Waddell & Reed$101-24-2018
David Randal GouldPruco Securities, LLC.Sigma Financial Corporation01-12-2018
Derek Todd MainPruco Securities, LLC.TIAA-CREF Individual & Institutional Services, LLC$1112-06-2017
Deborah Jean DodsonPruco Securities, LLC.Waddell & Reed09-14-2017
Kimberly Hope CoryellPruco Securities, LLC.Ameriprise Financial Services, Inc.04-11-2017
Rommel Lopez VerPruco Securities, LLC.MML Investors Services, LLC$2504-05-2017
William Eric KernPruco Securities, LLC.Key Investment Services LLC01-05-2017
Kyle Thomas KniggePruco Securities, LLC.Meridian Capital Management, LLC11-17-2016
Mark Philip BoylePruco Securities, LLC.Oppenheimer & Co. Inc.10-26-2016
Joshua Dewitt RicePruco Securities, LLC.Hornor, Townsend & Kent, LLC09-08-2016
Robert Harold StankeyPruco Securities, LLC.MetLife Securities Inc.08-25-2016
Kyle David OttoPruco Securities, LLC.Cetera Advisor Networks LLC07-27-2016
Stephen Reidar FastPruco Securities, LLC.Waddell & Reed$107-20-2016
Cynthia Fernandez ReidyPruco Securities, LLC.Edward Jones07-13-2016
James Clay Wright IIIPruco Securities, LLC.Edward Jones04-29-2016
Tyson Samuel BlakePruco Securities, LLC.Meridian Capital Management, LLC$1002-11-2016
Ram Krishna PurohitPruco Securities, LLC.Cetera Financial Specialists LLC12-11-2014
Quynh-Anh Thi NguyenPruco Securities, LLC.PFS Investments Inc.03-17-2014
Kevin Hiroya IshijimaPruco Securities, LLC.AXA Advisors, LLC11-20-2013
Fernando A PohinaPruco Securities, LLC.AXA Advisors, LLC07-22-2013
Kenneth C WisemanPruco Securities, LLC.AXA Advisors, LLC07-02-2013
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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