Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael David KendallPruco Securities, LLC.AXA Advisors, LLC11-30-2012
Aaron Clayton WagnerPruco Securities, LLC.AXA Advisors, LLC02-19-2013
Kenneth C WisemanPruco Securities, LLC.AXA Advisors, LLC$50007-02-2013
Fernando A PohinaPruco Securities, LLC.AXA Advisors, LLC07-22-2013
Kevin Hiroya IshijimaPruco Securities, LLC.AXA Advisors, LLC11-20-2013
Quynh-Anh Thi NguyenPruco Securities, LLC.PFS Investments Inc.03-17-2014
Ram Krishna PurohitPruco Securities, LLC.Cetera Financial Specialists LLC12-11-2014
Tyson Samuel BlakePruco Securities, LLC.Meridian Capital Management, LLC$10002-11-2016
James Clay Wright IIIPruco Securities, LLC.Edward Jones04-29-2016
David Mark WilliamsPruco Securities, LLC.Stifel, Nicolaus & Company, Incorporated05-02-2016
Cynthia Fernandez ReidyPruco Securities, LLC.Edward Jones07-13-2016
Stephen Reidar FastPruco Securities, LLC.Waddell & Reed$10007-20-2016
Kyle David OttoPruco Securities, LLC.Cetera Advisor Networks LLC07-27-2016
Robert Harold StankeyPruco Securities, LLC.MetLife Securities Inc.08-25-2016
Joshua Dewitt RicePruco Securities, LLC.Hornor, Townsend & Kent, LLC09-08-2016
Mark Philip BoylePruco Securities, LLC.Oppenheimer & Co. Inc.10-26-2016
Kyle Thomas KniggePruco Securities, LLC.Meridian Capital Management, LLC11-17-2016
William Eric KernPruco Securities, LLC.Key Investment Services LLC01-05-2017
Rommel Lopez VerPruco Securities, LLC.MML Investors Services, LLC$25004-05-2017
Kimberly Hope CoryellPruco Securities, LLC.Ameriprise Financial Services, Inc.04-11-2017
Gary J. KnoppPruco Securities, LLC.Waddell & Reed08-11-2017
Deborah Jean DodsonPruco Securities, LLC.Waddell & Reed$25009-14-2017
David Lee RutanPruco Securities, LLC.Waddell & Reed10-02-2017
Scott Justin MeredithPruco Securities, LLC.Waddell & Reed10-02-2017
Arthur Ring BestPruco Securities, LLC.LPL Financial LLC$10012-06-2017
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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