Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arthur Ring BestPruco Securities, LLC.LPL Financial LLC12-06-2017
David Lee RutanPruco Securities, LLC.Waddell & Reed10-02-2017
David Mark WilliamsPruco Securities, LLC.Stifel, Nicolaus & Company, Incorporated05-02-2016
David R GouldPruco Securities, LLC.Sigma Financial Corporation01-12-2018
Gary J KnoppPruco Securities, LLC.Waddell & Reed08-11-2017
Geritt Chase FrantzPruco Securities, LLC.J.P. Morgan Securities LLC01-09-2020
Holly Anne HunsingerPruco Securities, LLC.Waddell & Reed12-05-2018
James Clay Wright IIIPruco Securities, LLC.Edward Jones04-29-2016
Kristina DraperPruco Securities, LLC.Voya Financial Advisors, Inc.04-07-2020
Matthew Paul CourPruco Securities, LLC.Regulus Advisors, LLC04-10-2020
Michael Charles SnowPruco Securities, LLC.Waddell & Reed10-23-2017
Robert Wayne HopkinsPruco Securities, LLC.State Farm VP Management Corp.08-14-2019
Rommel Lopez VerPruco Securities, LLC.MML Investors Services, LLC$2504-05-2017
Roseann Mary PinciottoPruco Securities, LLC.Waddell & Reed01-24-2018
Ryan C MorrisonPruco Securities, LLC.Edward Jones07-02-2019
Stephen Reidar FastPruco Securities, LLC.Waddell & Reed07-20-2016
Timothy James WagnerPruco Securities, LLC.Edward Jones02-06-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.