Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Clayton WagnerPruco Securities, LLC.AXA Advisors, LLC02-19-2013
Arthur Ring BestPruco Securities, LLC.LPL Financial LLC$10012-06-2017
Benjamin David RogersPruco Securities, LLC.Northwestern Mutual Investment Services, LLC01-23-2018
Cynthia Fernandez ReidyPruco Securities, LLC.Edward Jones07-13-2016
David Lee RutanPruco Securities, LLC.Waddell & Reed10-02-2017
David Mark WilliamsPruco Securities, LLC.Stifel, Nicolaus & Company, Incorporated05-02-2016
David Randal GouldPruco Securities, LLC.Sigma Financial Corporation01-12-2018
Deborah Jean DodsonPruco Securities, LLC.Waddell & Reed$25009-14-2017
Derek T. MainPruco Securities, LLC.TIAA-CREF Individual & Institutional Services, LLC$11012-06-2017
Fernando A PohinaPruco Securities, LLC.AXA Advisors, LLC07-22-2013
Gary J. KnoppPruco Securities, LLC.Waddell & Reed08-11-2017
Gregory Clark CollinsPruco Securities, LLC.Waddell & Reed11-07-2018
Holly Anne HunsingerPruco Securities, LLC.Waddell & Reed12-05-2018
James Clay Wright IIIPruco Securities, LLC.Edward Jones04-29-2016
Joseph Matthew BarrPruco Securities, LLC.TIAA-CREF Individual & Institutional Services, LLC06-05-2018
Joshua Dewitt RicePruco Securities, LLC.Hornor, Townsend & Kent, LLC09-08-2016
Kenneth C WisemanPruco Securities, LLC.AXA Advisors, LLC$50007-02-2013
Kevin Hiroya IshijimaPruco Securities, LLC.AXA Advisors, LLC11-20-2013
Kimberly Hope CoryellPruco Securities, LLC.Ameriprise Financial Services, Inc.04-11-2017
Kyle David OttoPruco Securities, LLC.Cetera Advisor Networks LLC07-27-2016
Kyle Thomas KniggePruco Securities, LLC.Meridian Capital Management, LLC11-17-2016
Mark Philip BoylePruco Securities, LLC.Oppenheimer & Co. Inc.10-26-2016
Michael David KendallPruco Securities, LLC.AXA Advisors, LLC11-30-2012
Mustafa Muhammad Hassaan Ali HollingsPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2019
Peter Michael EspositoPruco Securities, LLC.Charles Schwab & Co., Inc.03-28-2018
Next Page »

Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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