Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hyon Yong KimRaymond James Financial Services, Inc.Key Investment Services LLC09-10-2020
Scott Wayne MilamRaymond James Financial Services, Inc.Key Investment Services LLC09-10-2020
John L BabautaRaymond James Financial Services, Inc.Cetera Investment Services LLC04-13-2020
Shawn Patrick WeidmannRaymond James Financial Services, Inc.Fisher Investments01-28-2020
Joan M RoddyRaymond James Financial Services, Inc.Cetera Advisor Networks LLC10-25-2019
Brian Rene TorgersonRaymond James Financial Services, Inc.Cetera Advisor Networks LLC$2510-25-2019
Gregory John LednickyRaymond James Financial Services, Inc.Cetera Advisor Networks LLC10-25-2019
Jeffrey Alan MaclardyRaymond James Financial Services, Inc.LPL Financial LLC10-24-2019
Douglas Raymond MaclardyRaymond James Financial Services, Inc.LPL Financial LLC10-18-2019
Shawn Adele MurrowRaymond James Financial Services, Inc.D.A. Davidson & Co.10-03-2019
Greg J LeonardRaymond James Financial Services, Inc.Fidelity Personal and Workplace Advisors09-16-2019
David Richard StarryRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2019
John Robert MacraeRaymond James Financial Services, Inc.Edward Jones$10004-11-2019
Scott Samuel ChaffeeRaymond James Financial Services, Inc.BancWest Investment Services, Inc.01-25-2019
Charles Dean CotterillRaymond James Financial Services, Inc.Edward Jones$5001-22-2019
Stephen Logan DayRaymond James Financial Services, Inc.MML Investors Services, LLC12-03-2018
Andrew Damian BakerRaymond James Financial Services, Inc.MML Investors Services, LLC$2512-03-2018
Thanh Manh NguyenRaymond James Financial Services, Inc.UBS Financial Services Inc.10-26-2018
Caroline Helen AlabachRaymond James Financial Services, Inc.Edward Jones$10010-22-2018
Rory John OSullivanRaymond James Financial Services, Inc.Wells Fargo Funds Distributor, LLC09-25-2018
Nelly Regina HogueRaymond James Financial Services, Inc.LPL Financial LLC09-10-2018
Devere Scott DudleyRaymond James Financial Services, Inc.Edward Jones$10005-25-2018
Israel Thomas JacobRaymond James Financial Services, Inc.LPL Financial LLC04-19-2018
Matthew Franken KokRaymond James Financial Services, Inc.LPL Financial LLC$1,00004-19-2018
Adam Lewis JohnsonRaymond James Financial Services, Inc.Waddell & Reed10-27-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.