Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rory John O'SullivanRaymond James Financial Services, Inc.Wells Fargo Funds Distributor, LLC09-25-2018
Fred Richard ElledgeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-06-2016
William Clarke ArnoldRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-17-2009
Lawrence Jett Hoskins Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-16-2009
Darreld Christian Hutchins Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15007-09-2009
Dustin Edward MarlettRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC02-13-2018
Adam Lewis JohnsonRaymond James Financial Services, Inc.Waddell & Reed10-27-2017
Dustin Bui NguyenRaymond James Financial Services, Inc.UBS Financial Services Inc.10-26-2018
Andrew W. HergertRaymond James Financial Services, Inc.UBS Financial Services Inc.10-04-2013
Timothy James DuffyRaymond James Financial Services, Inc.Robert W. Baird & Co. Incorporated05-31-2017
Christine Rae WoollardRaymond James Financial Services, Inc.Raymond James & Associates, Inc.11-01-2016
Jamey Rae HendricksRaymond James Financial Services, Inc.Principal Securities, Inc.10-27-2014
Thomas Taemin KimRaymond James Financial Services, Inc.Ohio National Equities, Inc.11-21-2013
Devin G. LoughlinRaymond James Financial Services, Inc.MetLife Securities Inc.11-09-2015
Tyrel Wayne LaceyRaymond James Financial Services, Inc.MetLife Securities Inc.08-19-2013
Kevin Michael SkogenRaymond James Financial Services, Inc.MetLife Securities Inc.$5008-12-2013
Jeremy Todd TaylorRaymond James Financial Services, Inc.MetLife Securities Inc.$2508-12-2013
Brent H. SolowayRaymond James Financial Services, Inc.MetLife Securities Inc.08-12-2013
Edward Charles BradleyRaymond James Financial Services, Inc.MetLife Securities Inc.08-12-2013
Debra Mae JohnsonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2014
Glen John SchofieldRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15010-22-2014
Michael James FisetteRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-26-2010
Erica S. FisetteRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2010
Patricia Rae ElzeyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-20-2009
Michelle Kay StarryRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2009
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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