Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Allen Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$11005-02-2019
Mark Edward GrahamStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10008-09-2018
Henry Scott KruseStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$108-18-2017
James Carroll GaudetteStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15308-18-2017
Jon Randall GarbergStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$103-14-2017
Rebecca Marie HellmanStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$15003-14-2017
Thomas Barrett TawreseyStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated01-03-2017
John William DonaldsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15006-16-2016
Robert Arnold PetersenStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-08-2015
Garth O YoungStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-02-2015
Lori Lynn NutterStifel, Nicolaus & Company, IncorporatedKey Investment Services LLC10-17-2014
Michael Gregory Foster Jr.Stifel, Nicolaus & Company, IncorporatedMcAdams Wright Ragen, Inc.08-04-2014
John-Erik William AndersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15001-22-2014
Thomas Leigh BarrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5012-13-2013
Richard Eugene BorishStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$102-12-2013
Anthony John ReStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-09-2012
Barbara Ward RowleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2503-26-2012
Randy Allyn HulettStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5009-09-2011
Michael Anthony FahsholtzStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5003-02-2011
Kurt Douglass GilgeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15005-15-2009
Scott A HeimdahlStifel, Nicolaus & Company, IncorporatedMorgan Stanley & Co. LLC$5005-08-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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