Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rhonda Lynn SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$22506-20-2019
Lynn Christine SylerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15006-20-2019
Katelyn Rene SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Eric Wendell AllenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00005-02-2019
George Charter Harrison IVStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co.$7802-14-2019
Mark Graham, Brian BissellStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$17008-10-2018
Mark Edward GrahamStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10008-09-2018
Henry Scott Kruse, Robert Schmidt, Jim GaudetteStifel, Nicolaus & Company, IncorporatedOppenheimer$34208-18-2017
James Carroll GaudetteStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15308-18-2017
Henry Scott KruseStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.08-18-2017
Jon Garberg, Rebecca HellmanStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co.$12503-14-2017
Jon Randall GarbergStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$2503-14-2017
Rebecca Marie HellmanStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated03-14-2017
John William DonaldsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5006-16-2016
Garth O. YoungStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-02-2015
M. Greg FosterStifel, Nicolaus & Company, IncorporatedMcAdams Wright Ragen$17008-06-2014
Michael Gregory Foster Jr.Stifel, Nicolaus & Company, IncorporatedMcAdams Wright Ragen, Inc.08-04-2014
Thomas Leigh BarrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC12-13-2013
Richard Eugene BorishStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.02-12-2013
Anthony John ReStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-09-2012
Barbara Ward RowleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10003-26-2012
Randy Allyn HulettStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5009-09-2011
Michael Anthony FahsholtzStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5003-02-2011
Kristen Brammer TaylorStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
Charles G NaismithStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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