Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony John ReStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-09-2012
Barbara Ward RowleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2503-26-2012
Benjamin Dean DoughtyStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-09-2012
Corrina Kay PhillipsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5007-06-2012
Edward Davis WilderStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$3807-15-2020
Eric Wendell AllenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00005-02-2019
Garth O YoungStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-02-2015
George Charter Harrison IVStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$7802-14-2019
George Charter Harrison IvStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$2502-14-2019
Glen John NessStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors Financial Network, LLC04-05-2013
Henry Scott KruseStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.08-18-2017
Henry Scott Kruse Robert Schmidt Jim GaudetteStifel, Nicolaus & Company, IncorporatedOppenheimer$34208-18-2017
Jennifer Beth RushStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors Financial Network, LLC04-05-2013
John William DonaldsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15006-16-2016
John-Erik William AndersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15001-22-2014
Jon Garberg Rebecca HellmanStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$12503-14-2017
Jon Randall GarbergStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated03-14-2017
Katelyn Rene SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Kurt Douglass GilgeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15005-15-2009
Lance Raymond McintoshStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors Financial Network, LLC$24904-05-2013
Lynn Christine SylerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15006-20-2019
M Greg FosterStifel, Nicolaus & Company, IncorporatedMcAdams Wright Ragen, Inc.$17008-06-2014
Mark Alan GallinattiStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Mark Edward GrahamStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-09-2018
Mark Graham Brian BissellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17008-10-2018
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.