Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Braden Glen DanielsonTIAA-CREF Individual & Institutional Services, LLCForesters Financial Services, Inc.$2505-20-2013
Cary T DoerrTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Casey Ames HerronTIAA-CREF Individual & Institutional Services, LLCIndependent Financial Partners$10004-01-2014
Clinton Joel RobinsonTIAA-CREF Individual & Institutional Services, LLCPNC Investments06-03-2014
Collin William MainTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade Investment Management, LLC07-26-2016
Dan KronmalTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC09-02-2014
David Douglas OstronicTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC12-18-2018
Hallie Eads SpiesTIAA-CREF Individual & Institutional Services, LLCNYLIFE Securities LLC10-20-2017
Jacob Robert GoddardTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade Investment Management, LLC$2504-10-2015
Jason James CaseyTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC10-26-2017
Jeremy Brandon HouyTIAA-CREF Individual & Institutional Services, LLCChase Investment Services Corp.03-05-2012
Julie Marie Rose HansonTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2019
Justine Marie PurvisTIAA-CREF Individual & Institutional Services, LLCKMS Financial Services, Inc.05-17-2013
Kyle Edward SchmahlTIAA-CREF Individual & Institutional Services, LLCBlackrock Fund Distribution Company03-01-2012
Laurie Lisa Colleen HansonTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2016
Matthew S MyersTIAA-CREF Individual & Institutional Services, LLCPNC Investments12-10-2012
Robert Ernest AshtonTIAA-CREF Individual & Institutional Services, LLCFirst Command Brokerage Services, Inc.$2501-04-2019
Tanya Marie WilloughbyTIAA-CREF Individual & Institutional Services, LLCHornor, Townsend & Kent, LLC06-20-2013

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.