Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Wade SteffinsU.S. Bancorp Investments, Inc.Edward Jones$2501-18-2019
Nisha Saurin ShahU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC09-20-2018
Jedd Romero CayetanoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.12-04-2017
James Howard DockensU.S. Bancorp Investments, Inc.Fulcrum Capital, LLC09-18-2017
Shahbaz Shahnawaz HabibiU.S. Bancorp Investments, Inc.Symetra Securities, Inc.03-30-2017
Joseph Ipras HermanU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-12-2017
Alison Anne CoacherU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC12-08-2016
Levi Adam ThomasU.S. Bancorp Investments, Inc.CUSO Financial Services, L.P.$15003-07-2016
Pamela ChangU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-05-2016
Kimberly Jo CooperU.S. Bancorp Investments, Inc.Edward Jones$15012-01-2015
Georgette Terry Ann DulebaU.S. Bancorp Investments, Inc.The Leaders Group, Inc.$15009-30-2015
Arash MondegariU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-29-2015
Paul James StevickU.S. Bancorp Investments, Inc.Allstate Financial Services, LLC$15007-02-2015
Fred Chun LeeU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$15002-10-2015
Matthew Charles WasielewskiU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC12-18-2014
Justin Tracy SouthwellU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$15007-30-2014
Janet Lynn HawkinsU.S. Bancorp Investments, Inc.AXA Distributors, LLC07-09-2014
Archi SharmaU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-19-2014
Eric Curtis SporingU.S. Bancorp Investments, Inc.Edward Jones05-28-2014
Allen Spencer KimU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$5005-09-2014
Kelly Todd KortmanU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC05-06-2014
Brent Thomas HuckabeeU.S. Bancorp Investments, Inc.Edward Jones04-08-2014
Tony C BrightU.S. Bancorp Investments, Inc.Edward Jones12-16-2013
Ronald Edwin BarnetteU.S. Bancorp Investments, Inc.Cetera Investment Services LLC11-18-2013
Andrea Ringer KoslowskyU.S. Bancorp Investments, Inc.Edward Jones11-13-2013
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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