Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul James StevickU.S. Bancorp Investments, Inc.Allstate Financial Services, LLC$15007-02-2015
Jedd R. CayetanoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.12-04-2017
Patrick Neal LundyU.S. Bancorp Investments, Inc.Associated Investment Services, Inc.08-30-2012
Janet Lynn HawkinsU.S. Bancorp Investments, Inc.AXA Distributors, LLC07-09-2014
Jerry Ruben FischerU.S. Bancorp Investments, Inc.Banc of America Investment Services, Inc.04-03-2009
Ronald Edwin BarnetteU.S. Bancorp Investments, Inc.Cetera Investment Services LLC$10011-18-2013
Jae Wan KohU.S. Bancorp Investments, Inc.Cetera Investment Services LLC$25001-01-2013
Jane Connelly LoebU.S. Bancorp Investments, Inc.Chase Investment Services Corp.08-17-2011
Bertha Silvya GardinerU.S. Bancorp Investments, Inc.Chase Investment Services Corp.05-13-2011
Terry L ThomasonU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$50005-03-2011
John Alan GrosshansU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$10004-30-2010
Matthew Christopher ThorpU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$50003-25-2010
Jeff Alan MerlinoU.S. Bancorp Investments, Inc.Chase Investment Services Corp.03-25-2010
Scott Michael CornettU.S. Bancorp Investments, Inc.Chase Investment Services Corp.03-22-2010
Lisa Michelle Hunter-RobertsU.S. Bancorp Investments, Inc.Chase Investment Services Corp.02-08-2010
Susan Elizabeth GrosshansU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$50002-03-2010
Ira Elijah ArmadU.S. Bancorp Investments, Inc.Chase Investment Services Corp.02-03-2010
Roberta Lea CreimU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$10001-01-2010
Donna Jean NicholsU.S. Bancorp Investments, Inc.Chase Investment Services Corp.09-04-2009
Levi Adam ThomasU.S. Bancorp Investments, Inc.CUSO Financial Services, L.P.$15003-07-2016
Frank J. CatelliU.S. Bancorp Investments, Inc.Edward Jones07-22-2019
Donald Wade SteffinsU.S. Bancorp Investments, Inc.Edward Jones$25001-18-2019
Kimberly CooperU.S. Bancorp Investments, Inc.Edward Jones$15012-01-2015
Eric Curtis SporingU.S. Bancorp Investments, Inc.Edward Jones05-28-2014
Brent Thomas HuckabeeU.S. Bancorp Investments, Inc.Edward Jones$10004-08-2014
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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