Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lincoln Kopetski Joe CilleyU.S. Bancorp Investments, Inc.LPL Financial LLC$10001-07-2019
Algernon TuU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$15007-13-2020
Robert W CollingsU.S. Bancorp Investments, Inc.Key Investment Services LLC05-19-2020
Eva J StricklandU.S. Bancorp Investments, Inc.Key Investment Services LLC05-01-2020
Richard W Blacharski JrU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC04-01-2020
Fred Chun LeeU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$15003-31-2020
Jennifer Lee HarmanU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC03-23-2020
Nicole Marie EnglandU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC01-10-2020
Andrew BlankenshipU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Sabrina Kay SewardU.S. Bancorp Investments, Inc.Financial Advocates Investment Management$1,00009-03-2019
Ken Le PhamU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-29-2019
Alejandra Benavides Benavides MorinU.S. Bancorp Investments, Inc.First Command Brokerage Services, Inc.07-23-2019
Frank J CatelliU.S. Bancorp Investments, Inc.Edward Jones07-22-2019
Aimee Poovi Nadjoa Lolo GrantU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC07-01-2019
Jason O WillU.S. Bancorp Investments, Inc.Key Investment Services LLC05-31-2019
Donald Wade SteffinsU.S. Bancorp Investments, Inc.Edward Jones$2501-18-2019
Megan Thorpe StanfieldU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-12-2018
Haley M LemmU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-04-2018
Jedd R CayetanoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, LLC12-04-2017
James Howard DockensU.S. Bancorp Investments, Inc.Fulcrum Capital, LLC09-18-2017
Luu Elizabeth PitkonenU.S. Bancorp Investments, Inc.Country Capital Management Company06-14-2017
Joseph I HermanU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-12-2017
Alison Anne CoacherU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC12-08-2016
Juan Luis IbarraU.S. Bancorp Investments, Inc.Investment Professionals, Inc.11-18-2016
Sue Park YoonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC10-14-2016
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.