Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aimee Poovi Nadjoa Lolo GrantU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC07-01-2019
Alejandra Benavides Benavides MorinU.S. Bancorp Investments, Inc.First Command Brokerage Services, Inc.07-23-2019
Algernon TuU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$15007-13-2020
Alison Anne CoacherU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC12-08-2016
Allen Spencer KimU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$5005-09-2014
Andrea Ringer KoslowskyU.S. Bancorp Investments, Inc.Edward Jones11-13-2013
Andrew BlankenshipU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Beth J ParsonsU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-01-2016
Bradley Steven StarkU.S. Bancorp Investments, Inc.UBS Financial Services Inc.$5005-31-2012
Donald Wade SteffinsU.S. Bancorp Investments, Inc.Edward Jones$2501-18-2019
Eric StaabU.S. Bancorp Investments, Inc.Edward Jones$15007-07-2015
Eva J StricklandU.S. Bancorp Investments, Inc.Key Investment Services LLC05-01-2020
Frank J CatelliU.S. Bancorp Investments, Inc.Edward Jones07-22-2019
Fred Chun LeeU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$15003-31-2020
Gregory Brian HerrlingU.S. Bancorp Investments, Inc.Wells Fargo Investments, LLC$2501-25-2010
Haley M LemmU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-04-2018
Ira Elijah ArmadU.S. Bancorp Investments, Inc.Chase Investment Services Corp.02-03-2010
James Howard DockensU.S. Bancorp Investments, Inc.Fulcrum Capital, LLC09-18-2017
Jane Connelly LoebU.S. Bancorp Investments, Inc.Chase Investment Services Corp.08-17-2011
Jason O WillU.S. Bancorp Investments, Inc.Key Investment Services LLC05-31-2019
Jedd R CayetanoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, LLC12-04-2017
Jeff Alan MerlinoU.S. Bancorp Investments, Inc.Chase Investment Services Corp.03-25-2010
Jennifer Lee HarmanU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC03-23-2020
John Alan GrosshansU.S. Bancorp Investments, Inc.Chase Investment Services Corp.04-30-2010
Joseph I HermanU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-12-2017
Next Page »

Showing 1 to 25 of 43 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.