Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyson Andrew FarmerU.S. Bancorp Investments, Inc.Key Investment Services LLC01-29-2010
Tony C BrightU.S. Bancorp Investments, Inc.Edward Jones12-16-2013
Todd William NicholsU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$10010-05-2012
Terry L ThomasonU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$50005-03-2011
Susan Elizabeth GrosshansU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$50002-03-2010
Sue Park YoonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-14-2016
Stephen M MarkelU.S. Bancorp Investments, Inc.Morgan Stanley$10006-29-2012
Sheila Blanche Lee PowellU.S. Bancorp Investments, Inc.Paulson Investment Company LLC$10010-25-2010
Shahbaz Shahnawaz HabibiU.S. Bancorp Investments, Inc.Symetra Securities, Inc.$25003-30-2017
Scott Robert RahnU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-22-2011
Scott Michael CornettU.S. Bancorp Investments, Inc.Chase Investment Services Corp.03-22-2010
Sabrina Kay SewardU.S. Bancorp Investments, Inc.Financial Advocates Investment Management$10009-03-2019
Ronald Edwin BarnetteU.S. Bancorp Investments, Inc.Cetera Investment Services LLC$10011-18-2013
Roman Nestor CatliU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25006-03-2016
Roberta Lea CreimU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$10001-01-2010
Robert Jeffrey HawkinsU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50007-13-2012
Paul James StevickU.S. Bancorp Investments, Inc.Allstate Financial Services, LLC$15007-02-2015
Patrick Neal LundyU.S. Bancorp Investments, Inc.Associated Investment Services, Inc.08-30-2012
Pamela ChangU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-05-2016
Megan Thorpe StanfieldU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-12-2018
Matthew Christopher ThorpU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$50003-25-2010
Matthew Charles WasielewskiU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC12-18-2014
Mary Jean RorvikU.S. Bancorp Investments, Inc.TIAA-CREF Individual & Institutional Services, LLC07-17-2018
Marty Ray PatersonU.S. Bancorp Investments, Inc.Edward Jones$10006-08-2011
Lisa Michelle Hunter-RobertsU.S. Bancorp Investments, Inc.Chase Investment Services Corp.02-08-2010
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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