Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Jay WilskieUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2018
Christine Ann GustafsonUBS Financial Services Inc.Charles Schwab & Co., Inc.02-01-2018
Robert Noel Chenier Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-21-2016
David Michael WrightUBS Financial Services Inc.Scottrade, Inc.04-12-2016
Amit Pravin TrivediUBS Financial Services Inc.EK Riley Investments, LLC03-03-2016
Kyle Ashley FredericksonUBS Financial Services Inc.Lord Abbett Distributor LLC$10010-12-2015
Dana Marie FerrellUBS Financial Services Inc.Ameriprise Financial Services, Inc.07-29-2015
Chelsea Annette JohnsonUBS Financial Services Inc.Ameriprise Financial Services, Inc.07-24-2015
Lori Cousineau WeaverUBS Financial Services Inc.Ameriprise Financial Services, Inc.07-24-2015
Norman Weaver Jr.UBS Financial Services Inc.Ameriprise Financial Services, Inc.07-24-2015
Cameron Scott HardyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
David Thomas CritchfieldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-17-2015
Derek Joseph GlynnUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-17-2015
Ford PostonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Heather Rae SandovalUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Jason William TherrellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-17-2015
Marc John GeorgeadisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Matthew Earl HardyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-17-2015
Scott J KirkpatrickUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Steven Adams JuntwaitUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Steven Robert JosephsenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Thomas Jay LittleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
John Lawerence GreeneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5012-11-2014
Kirsten Mary M SchubringUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2014
Paul Edward JohnsonUBS Financial Services Inc.LPL Financial LLC07-11-2014
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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