Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Arthur MarshUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
John William RussellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Steve Mark AbramowiczUBS Financial Services Inc.Morgan Stanley & Co. LLC01-16-2009
Klaudia Anna ConradtUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-23-2009
Kevin Puryear Young, Scott Anthony Ventoza, Jon R. McMillanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Subeer Dev ManhasUBS Financial Services Inc.Morgan Stanley & Co. LLC$15002-05-2009
Clarence Michael PicklesUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-06-2009
Blythe Suzanne MansonUBS Financial Services Inc.Citigroup Global Markets Inc.$1002-06-2009
Kyle Albert KuykendallUBS Financial Services Inc.Ameriprise Financial Services, Inc.02-24-2009
Bill Duane PeabodyUBS Financial Services Inc.Citigroup Global Markets Inc.$15003-06-2009
Kelvin BohrerUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Kelly Lee GundersonUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Stephen Fred FairfaxUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Gary Alan BarssUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Jason E. TvedtUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Mickey B. PortnoyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2010
Raymond Calvin SchmidtkeUBS Financial Services Inc.Morgan Stanley08-20-2010
Raymond SchmidtkeUBS Financial Services Inc.Morgan Stanley$10008-31-2010
Connor James DonnellyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC10-20-2010
Brenda Joyce BergUBS Financial Services Inc.D.A. Davidson & Co.05-11-2011
Kevin Norman HansenUBS Financial Services Inc.Morgan Stanley$10005-20-2011
Warren Gerald ChildUBS Financial Services Inc.Morgan Stanley06-10-2011
Heather Leigh BrittainUBS Financial Services Inc.Forward Management, LLC08-22-2011
Geoffrey Harrison WhiteUBS Financial Services Inc.D.A. Davidson & Co.$15005-11-2012
Gregory Victor OlsonUBS Financial Services Inc.Sanford C. Bernstein & Co., LLC$2506-02-2012
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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