Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett Thomas WilliamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50002-27-2009
Cameron Scott HardyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Daniel Jay WilskieUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-31-2018
David Thomas CritchfieldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50004-17-2015
Derek Joseph GlynnUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50004-17-2015
Ford Gerard PostonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Gary Allan GrossblattUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-20-2013
Heather Rae SandovalUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Jason William TherrellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-17-2015
Jenna M BrazileUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
John Lawerence GreeneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50012-11-2014
John William RussellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Jon R. McMillanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50001-23-2009
Joseph Arthur MarshUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
Joseph Brennan WinklerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-04-2010
Julian F Pace Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50005-21-2010
Kevin Puryear YoungUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Kirsten Mary SchubringUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2014
Marc John GeorgeadisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Matthew Earl HardyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50004-17-2015
Mickey B. PortnoyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2010
Paul Richard AdamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Richard Patrick AdamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-27-2009
Scott Anthony VentozaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50001-23-2009
Scott J. KirkpatrickUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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