Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Evan ThomasVoya Financial Advisors, Inc.Cetera Advisor Networks LLC06-03-2019
Nicolas Ramon RomeroVoya Financial Advisors, Inc.LPL Financial LLC05-06-2019
John Richard ArnoldVoya Financial Advisors, Inc.LPL Financial LLC$109-18-2018
Gerard GrayVoya Financial Advisors, Inc.M Holdings Securities, Inc.12-19-2016
Nyren John ComptonVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2016
Ryan Scott AndersonVoya Financial Advisors, Inc.Principal Securities, Inc.06-01-2016
Arthur Jacob Winston IIIVoya Financial Advisors, Inc.Symetra Securities, Inc.12-01-2015
Debbie Renee VichotVoya Financial Advisors, Inc.Nationwide Investment Services Corporation$5008-15-2014
Edward Aaron BalfourVoya Financial Advisors, Inc.AXA Advisors, LLC04-04-2014
Jamie Frances ReebVoya Financial Advisors, Inc.KMS Financial Services, Inc.07-31-2013
Jonathan James AllenVoya Financial Advisors, Inc.Questar Capital Corporation$102-01-2013
Elizabeth Anne La CombeVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.08-09-2012
Michel D. SmithVoya Financial Advisors, Inc.AXA Advisors, LLC$2508-05-2011
Melissa Star WilliamsVoya Financial Advisors, Inc.NYLIFE Securities LLC07-29-2011
Jonathon Paul ZetlmaierVoya Financial Advisors, Inc.Nationwide Investment Services Corporation07-22-2011
Jill Marie PierceVoya Financial Advisors, Inc.Walnut Street Securities, Inc.03-14-2011
Joseph Bernard ParentVoya Financial Advisors, Inc.Edward Jones$101-11-2011
Samuel R GulletteVoya Financial Advisors, Inc.AXA Advisors, LLC$10008-12-2010
John Charles AdamsVoya Financial Advisors, Inc.UBS Financial Services Inc.10-27-2009
Scott Michael MurrayVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.10-05-2009
Roger Gordon TakamiVoya Financial Advisors, Inc.LPL Financial LLC06-17-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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