Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Holton IvesterWaddell & ReedKMS Financial Services, Inc.$3804-12-2019
Kevin WileyWaddell & ReedAmeriprise Financial Services, Inc.01-13-2017
Brian Jeoffrey MunsonWaddell & ReedAmeriprise Financial Services, Inc.12-21-2016
Shawn Elmer BusbyWaddell & ReedQuestar Capital Corporation12-15-2016
Scott Justin MeredithWaddell & ReedMorgan Stanley08-05-2016
Darren Keith CrowWaddell & ReedMorgan Stanley04-21-2016
Charles Clayton YouslingWaddell & ReedEdward Jones$102-29-2016
Donald LoganWaddell & ReedEdward Jones10-05-2015
Michele Mariko FullerWaddell & ReedLucia Securities, LLC08-27-2015
Holly Anne HunsingerWaddell & ReedJ.P. Morgan Securities LLC07-06-2015
Susanne Marie CaninWaddell & ReedEdward Jones06-29-2015
Dmitry YusimWaddell & ReedEdward Jones03-27-2015
Mark Keith NelsonWaddell & ReedMetLife Securities Inc.03-05-2015
David Roy KobusWaddell & ReedMorgan Stanley02-20-2015
Daniel Patrick NeuenfeldtWaddell & ReedEdward Jones01-23-2015
Maynard AzoseWaddell & ReedEdward Jones06-12-2014
Andrew Michael LawrenceWaddell & ReedU.S. Bancorp Investments, Inc.06-02-2014
Ismael G Campos Sr.Waddell & ReedRBC Capital Markets, LLC05-12-2014
Cassandra Ann SpitzerWaddell & ReedEdward Jones04-04-2014
Olivier P MartinezWaddell & ReedFarmers Financial Solutions, LLC03-10-2014
Randy Jay JohnstonWaddell & ReedEdward Jones$5001-10-2014
Wen-Liang HuangWaddell & ReedTransamerica Financial Advisors, Inc12-13-2013
Irene Suet Lee-SluysWaddell & ReedLPL Financial LLC10-21-2013
Rolf Ferdinand SchulzWaddell & ReedWells Fargo Clearing Services, LLC08-16-2013
Steven Lee OliverWaddell & ReedMorgan Stanley07-03-2013
Next Page »

Showing 1 to 25 of 45 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.