Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew LawrenceWaddell & ReedU.S. Bancorp Investments, Inc.$6806-02-2014
Brenda Rose ClevenWaddell & ReedThrivent Investment Management Inc.05-03-2019
Brian Jeoffrey MunsonWaddell & ReedAmeriprise Financial Services, LLC12-21-2016
Bryan Lee HendricksonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2009
Cassandra Ann SpitzerWaddell & ReedEdward Jones04-04-2014
Charles Clayton YouslingWaddell & ReedEdward Jones02-29-2016
Denise Diane BrandonWaddell & ReedD.A. Davidson & Co.06-25-2010
Edward Glenn Everitt JrWaddell & ReedKMS Financial Services, Inc.$2507-20-2020
Erica Alikpala CortezWaddell & ReedStrategic Advisers LLC02-26-2016
Gary Carl HundrupWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-04-2012
Ismael G CamposWaddell & ReedRBC Capital Markets, LLC05-12-2014
Jerry Lee BarnettWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2010
Kristin Elise TorresWaddell & ReedMorgan Stanley$5009-02-2020
Maynard AzoseWaddell & ReedEdward Jones06-12-2014
Michele Mariko FullerWaddell & ReedLucia Securities, LLC08-27-2015
Randy Jay JohnstonWaddell & ReedEdward Jones$5001-10-2014
Russell James WhidbeeWaddell & ReedAmeriprise Financial Services, LLC10-03-2011
Shu-Chun BaloghWaddell & ReedSecurities America, Inc.03-16-2018
Vicki AndrewsWaddell & ReedKMS Financial Services, Inc.07-20-2020

Showing 1 to 19 of 19 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.