Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wen-Liang HuangWaddell & ReedTransamerica Financial Advisors, Inc12-13-2013
Todd HomerWaddell & ReedLPL Financial LLC$9907-26-2017
Susanne Marie CaninWaddell & ReedEdward Jones$10006-29-2015
Steven Lee OliverWaddell & ReedMorgan Stanley$15007-03-2013
Stephen Reidar FastWaddell & ReedAmeriprise Financial Services, Inc.$25004-12-2012
Stephen Glenn Allen Jr.Waddell & ReedFirst Allied Advisory Services, Inc.$10001-03-2012
Steele NewmanWaddell & ReedEdward Jones$15007-12-2019
Shu-Chun BaloghWaddell & ReedSecurities America, Inc.03-16-2018
Shawn Elmer BusbyWaddell & ReedQuestar Capital Corporation12-15-2016
Scott Justin MeredithWaddell & ReedMorgan Stanley08-05-2016
Russell James WhidbeeWaddell & ReedAmeriprise Financial Services, Inc.$10010-03-2011
Roseann Mary PinciottoWaddell & ReedEdward Jones$10002-21-2012
Rolf Ferdinand SchulzWaddell & ReedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-16-2013
Richard Holton IvesterWaddell & ReedKMS Financial Services, Inc.$38004-12-2019
Randy Jay JohnstonWaddell & ReedEdward Jones$50001-10-2014
Pamela Jean WarrenWaddell & ReedSymetra Investment Services, Inc.08-24-2011
Olivier P. MartinezWaddell & ReedFarmers Financial Solutions, LLC03-10-2014
Michele Mariko FullerWaddell & ReedLucia Securities, LLC08-27-2015
Melvin Walter DansonWaddell & ReedFirst Allied Advisory Services, Inc.02-22-2012
Maynard AzoseWaddell & ReedEdward Jones06-12-2014
Matthew Lee AustinWaddell & ReedU.S. Bancorp Investments, Inc.06-13-2011
Matthew James HoganWaddell & ReedEdward Jones$50004-11-2013
Matthew Gene MeyersWaddell & ReedScottrade, Inc.05-28-2013
Matt Riesenweber, Matt WiserWaddell & ReedLPL Financial LLC$30007-23-2015
Mark Thomas DoddWaddell & ReedMetLife Securities Inc.12-04-2012
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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